Kate Humphries has extensive experience in providing compliance advice to Large AFSL's, boutique planning practices, Executive Teams, Compliance Committees and Risk Management Committees.
Prior to her appointment at Pathway, Kate was employed as General Manager Corporate Governance, at DKN Financial Group and was responsible for the Risk Management and Compliance Framework of three Australian Financial Services licenses including Lonsdale Financial Group Pty Ltd.
She has over twenty years experience in various compliance and operational roles within national fund manager and financial planning advisory groups, and was instrumental in the design of a revolutionary online compliance system used to manage AFSL's.
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